Primer on the Neri Case (updated)

The President’s cheerleaders did their pom-pom dance, PCCI supports Supreme Court decision on executive privilege, as expected.

And if anyone has doubts, to borrow a phrase of Bautista the Hutt, that this decision has provided “comfort to Malacanang,” one only has to scan the headlines. Cabinet to skip Senate inquiries, while old problems now have a chance to be buried: Malacañang ‘open’ to Jocjoc extradition.

After all, if he comes home, where can he be made to talk? Not before the Senate, because Bolante can now invoke executive privilege. In court? He will live a long and untroubled life, then.
Meanwhile, RG Cruz has scuttlebutt on the latest rearranging of deck chairs on the Titanic:

Anyway, seems like a cabinet reshuffle will be in the offing in a few months. Esperon is said to be poised be new defense secretary, as gilbert teodoro moves to the justice department to replace a supposedly ailing raul gonzales. Puno is making the leap from DILG to Executive Secretary as Ermita flies off to Washington DC as the new Permanent envoy to that seat. Or so the grapevine says.

(some of these grapes are getting so long at the tooth, they’re the singing raisins of scuttebuttdom!)

But Edilberto C. De Jesus examines why the majority decision has the attributes of a Pyrrhic victory for the administration:

If the President did not ask Neri to follow up the NBN-ZTE project, did not ask him to favor it, and did not ask him to approve the deal, would she not have encouraged, indeed demanded, that Neri testify to these points, under oath, at the Senate hearing and all other available public fora? What we do know, however, is that the President, despite Neri’s report of the Abalos bribe attempt, did not immediately stop the implementation of the NBN-ZTE contract.

The President’s presence at the contract-signing in China actually rendered the three questions irrelevant. Whether Neri approved the project or not was immaterial. The President is the ultimate decision-maker in Neda; the buck stops where she sits. But a clear admission from Neri of presidential intervention in favor of NBN-ZTE would have allowed the senators to press forward with other questions.

For Neri to invoke executive privilege thus appears analogous to invoking the 5th Amendment to protect against self-incrimination. But the person in danger of being incriminated was the President, on whose behalf Neri claimed executive privilege. The move was defensive in nature; Neri avoided placing on the public record testimony that may be damaging to the President in any court of impeachment proceedings.

The Senate hearing could have served as the stage for Neri to declare clearly and categorically that the President did not intervene in any of the three ways indicated by the questions. Neri could thus have dramatized the President’s iron resolve to root out corruption.

Instead, it has demonstrated her iron resolve to implicate as many people and institutions as possible in her version of governance. Read an interview of PLDT’s Manuel Pangilinan, as reproduced in New Philippine Revolution, to get an idea as to why an administration victory in the Supreme Court can be hailed by the PCCI and underwhelm others. While others, still, are beyond being underwhelmed, they’re overwhelmed by what all the scandals imply. See Absolutely Beautiful‘s views.

Yesterday, former Chief Justice Artemio Panganiban, under whose watch Senate v. Ermita was decided, had this to say about the Supreme Court’s decision in Neri v. Senate. In his column, Arroyo Supreme Court? , he suggests the choice confronting the sitting Justices is a stark one: to be a puppet court, or not:

With due respect, I believe that the majority decision failed to check presidential abuse; worse, it imprudently expanded executive privilege to cover wrongdoings.

First, to justify Secretary Romulo Neri’s refusal to answer the three questions linking President Arroyo to the ZTE-NBN mess, the majority considered “conversations that take place in the President’s performance of (her) official duties… presumptively privileged.” It deemed the bare, proof-less claim of Executive Secretary Eduardo Ermita that Neri’s disclosures “might impair our diplomatic as well as economic relations” with China. It faulted the Senate with rank failure to explain a “critical or compelling need for the answers.”

By shifting the burden of proof to the Senate, the nine-member majority reversed the much-acclaimed “Senate vs Ermita,” issued just two years ago, that unanimously placed the duty of proving the need for secrecy on the president. Disclosure is the rule because the Constitution expressly mandates transparency and accountability for all officials.

Second, by giving the “presidential communications privilege” presumptive confidentiality, the majority inexplicably expanded kingly prerogatives. It unreasonably suppressed the truth.

Third, executive privilege is not expressly provided in the Constitution. There is no sentence or clause mentioning the privilege directly. The Supreme Court merely implied it from other presidential powers. In contrast, the power to investigate in aid of legislation is expressly granted by the Constitution to Congress. In a clash between these two prerogatives, the choice is clearly in favor of the express grant.

Fourth, the majority agreed with the Senate that executive privilege should not be used to hide a crime or wrongdoing. Well and good. Yet, it still ruled against disclosure on the convoluted argument that “US vs Nixon” involved a “pending criminal action,” while the Neri petition related to a “legislative inquiry.” As I see it, this American case is simply inapplicable. The majority should have relied on the constitutional mandate requiring transparency and accountability of officials.

In his column today, Fr. Joaquin Bernas, S.J. calls the majority opinion A dangerously crippling decision. Crippling of what? Institutions and institutional efforts, including recourse to the Writs of Habeas Corpus, or Habeas Data; and anti-corruption efforts, says Bernas:

The Court could have decided that Romulo Neri should answer the three questions pregnant with cloudy foreboding: (a) Whether the President followed up the NBN project; (b) Whether the President directed him to prioritize the ZTE; (c) Whether the President said to go ahead and approve the project after being told about the alleged bribe.

But the Court placed all three questions under executive privilege, and nothing derogatory to the woman, if there was any, as many thought, could come out…

The type of executive privilege claimed here is “presidential communication privilege.” Presidential communication is presumptively privileged; but the presumption is subject to rebuttal. Thus, whoever challenges it must show good and valid reasons related to the public welfare.

What reason did the Senate have? Recall that this was in the course of a legislative investigation occasioned by, among others, pending bills about foreign loans. The topic of foreign loans is special. It is not the sole domain of the President. Under our Constitution foreign loans may be incurred by the President but only with the prior consent of the Monetary Board and in accordance with laws passed by Congress. Hence the Senate had very good reason for finding out how the ZTE-NBN loans were handled and how the very unique experience under it which had attracted national interest could contribute to legislation.

When the claim of privilege is disputed by Congress, how and by whom is the dispute to be resolved? US decisions, strewn all over Justice Leonardo-De Castro’s ponencia, say that it is the Court that decides whether the claim of privilege has foundation.

That was the reason why the Court called for the oral argument on the subject. The Court wanted to find out, without compelling Neri to reveal legitimate secrets, how Neri’s answer might affect diplomatic relations and national security. As Chief Justice Puno observed, “The Court cannot engage in guesswork in resolving this important issue.”

Neri was not at the oral argument to explain. When his lawyer was asked to explain, Neri’s lawyer was clueless. His answer, repeated like a mantra, was “I cannot fathom.”

One might also add that, if there was any possible cause for impairment of diplomatic relations with China, one such possible cause would have been the cancellation of the contract. But no diplomatic problem arose from the cancellation.

The Court could have asked for an in camera session for Neri to explain his claim within the hearing of the Court alone. Such a procedure, followed by American practice, could have enabled the Court to sift what was privileged and what was not and then to allow the revelation of what was not privileged. But the Court did not use the procedure, probably because it was already obvious from the oral argument that the claim of privilege could not be sustained. It was, to paraphrase Neri’s lawyer, unfathomable.

But, lo and behold, the ponencia ruled that the matter was covered by executive privilege. Was it fathomed by guesswork, as Puno suggested? That is the way it looks to me.

The implication of this ponencia that shows no effort to look into the underlying substance of the claimed privilege is that once the claim of “presidential communication privilege” is claimed, no evidence is needed to support it even if there are legitimate reasons calling for disclosure. This would revolutionize the doctrine on executive privilege in a manner that can affect all other investigations. This can, for instance, hamper effective use of the recently promulgated writ of amparo and writ of habeas data. It can also cripple efforts to battle official corruption, which is a world-recognized specialty of the Philippines…

The case clearly calls for a reconsideration to give the Court a chance to clarify what doctrine of executive privilege it really wishes to establish.

Another Justice of the Supreme Court, Antonio Carpio, discusses The limits of executive privilege in his dissenting opinion; yet in Notes toward a circumspect ruling on executive privilege, Rep. Teodoro L. Locsin, Jr., as is his wont, takes contrarian view:

26. There is jurisprudence, and it is scant, that executive privilege may yield to the demands of criminal justice because of the superior stakes of real lives, liberties and properties but not to a generalized interest in whatever the Senate deems the truth of any matter that strikes its fancy. “The leading case prior to US v. Nixon was US v. Burr. There, Chief Justice Marshall, on circuit duty, had issued a subpoena duces tecum demanding of President Jefferson a letter thought by defense counsel to be relevant to the treason trial of Aaron Burr. Chief Justice Marshall declared: “The propriety of introducing any paper into a case, as testimony, must depend on the character of the paper, not on the character of the person who holds it.” [Tribe] Which is to say that in requesting for presidential privileged communications, the request must be framed on a more or less explicit description of the paper and its relevance to the proceeding where it is to be introduced. The proceedings in our case is a Senate investigation in aid of legislation and the relevance to be demonstrated is in relation to prospective legislation, which, of course, does not and cannot extend to a prosecution under that law which would smack of ex post facto. Jefferson sent the papers but, he stressed, of his own free will and not because of judicial compulsion.

27. Yet with the search for truth, except in the most generalized way, and the attainment of justice except in a rhetorical fashion, Congress can have nothing to do. By its partisan nature Congress cannot be objective nor impartial to the interests of its constituents and its own members – even in the stronger case when the House sits in impeachment as The Grand Inquest. In a political contest between the executive and the legislative branches, a judicial determination had best await the political outcome.

And he says the battle, right now, is not between the Senate as a whole and the Executive, but rather, parts of the whole versus the Executive; and that the burden of proof is on the Senate or its parts to justify not allowing a claim of executive privilege to hold; and he then argues why in his opinion the courts remain a superior venue to determining wrongdoing. All the Senate’s doing, he says, is engaging in a fishing expedition; and however laudable the aims, fishing expeditions are disallowed: if anyone is going to go fishing, it should be the House.
And he argues, further, that it is the House that is properly tasked with putting together a “Grand Inquest” versus the Chief Executive as the Senate’s charged with being the judge; but perhaps he overlooks the particular historical development of our Senate as a foil to the Chief Executive’s aggrandizing instincts. In essence he was asserting the prerogatives of the House to which he belongs, and a reasoned defense of the Executive, which he once served, in contrast to the Senate, with which he has traded barbs, and pointing out a possible, prudent resolution of the case on the part of the Supreme Court, by which he has often been exasperated. But his brief, it seems, was ignored; and what would really be interesting is what his opinion of the actual decision might be.
Anyway, Locsin does raise an interesting point in that he believes there are grounds for a case which would challenge the present rules of the House concerning impeachment, which results in “sham” impeachment complaints:

“The political efficacy of presidential assertions of executive privilege is perhaps most limited in the context of congressional impeachment proceedings. It would be a ‘mockery’ indeed, to quote John Quincy Adams, ‘to say that the House should have the power of impeachment extending even to the President…himself, and yet to say that the House had not the power to obtain the evidence and proofs on which their impeachment was based.’ The same could of course be said of the Senate’s power to try impeachments. Indeed, assertions of executive (or other) privilege that unjustifiably thwart impeachment investigations and trials can themselves quite properly become the basis for an article of impeachment.” [Laurence Tribe, American Constitutional Law 3rd Ed, 787.]

3. Which, by the way, shows that the House rules on impeachment disallowing continuing amendments of impeachment complaints are mentally dishonest and constitutionally infirm so that the Supreme Court should throw out what the former Speaker of the House himself disdained as “a sham complaint” filed for purposes of inoculating the President from the genuine article.

Meanwhile, even as More solons back access-to-information bill, the PCIJ publishes a report on its data-gathering (during the preparation of a three-part report on Overseas Development Assistance: see ODA surge sparks scandals for Arroyo, debt woes for RP, followed by Bids sans caps, tied loans favor foreign contractors and then finally, 7 in 10 ODA projects fail to deliver touted benefits ) and how it fared when trying to ferret out information from government agencies. As its introductory note says,

For about six months, the Philippine Center for Investigative Journalism (PCIJ) sought to uncover and scrutinize documents on projects funded with official development assistance (ODA). Our experience highlights the government’s snail-paced progress toward transparency, and full compliance with the Constitution’s provision on access to information.

The three-part series written for the PCIJ by Roel Landingin, senior correspondent of The Financial Times of London, reflects the reluctance by many government agencies to allow public access to documents that involve use of taxpayers’ money. The report published in February 2008 established that 7 in 10 ODA projects reviewed have failed to deliver their touted promise of economic benefits.

To support Landingin’s report, the PCIJ filed 23 written requests for documents with various government agencies. Only 15 were granted, for a 65 percent response rate, even as many of the agencies failed to provide all the data that PCIJ had asked for. The agencies who turned down the requests similarly invoked either the so-called confidential nature of the documents requested, or the seemingly catch-all excuse called “executive privilege.”

Go ahead and read Gov’t curbs access to information amid Senate scrutiny of projects.

Of course, this is all very inconvenient for those who’d rather focus on The fantasy of the 7.3-percent GDP growth, as Amando Doronila puts it.

What follows is a primer on Neri v. Senate and what it implies, prepared by Atty. Carlos Medina. The Watch, Pray and Act Movement and the Busina network will lead a mobilization to accompany legal counsels Chochoy Medina, Mel Sta. Maria, et. al. in the filing of a motion for reconsideration on April 8 at the Supreme Court. They will assemble at Adamson University on San Marcelino St. at 8 am and then proceed to the SC.

Primer on the Supreme Court Decision in Neri vs. Senate Committee and its Implications

In General:

What is the case of Neri vs. Senate Committee?

This case is about the Senate investigation of anomalies concerning the NBN-ZTE project. During the hearings, former NEDA head Romulo Neri refused to answer certain questions involving his conversations with President Arroyo on the ground they are covered by executive privilege. When the Senate cited him in contempt and ordered his arrest, Neri filed a case against the Senate with the Supreme Court. On March 25, 2008, the Supreme Court ruled in favor of Neri and upheld the claim of executive privilege.

What is “executive privilege”?

It is the right of the President and high-level executive branch officials to withhold information from Congress, the courts and the public. It is a privilege of confidentiality which applies to certain types of information of a sensitive character that would be against the public interest to disclose. Executive privilege is based on the constitution because it relates to the President’s effective discharge of executive powers. Its ultimate end is to promote public interest and no other.

Is executive privilege absolute?

No. Any claim of executive privilege must be weighed against other interests recognized by the constitution, like the state policy of full public disclosure of all transactions involving public interest, the right of the people to information on matters of public concern, the accountability of public officers, the power of legislative inquiry, and the judicial power to secure evidence in deciding cases.

Did the revocation by the President of E.O. 464 on March 6, 2008 diminish the concept of executive privilege?

No. Executive privilege may still be invoked despite the President’s revocation of E.O. 464 because it is based on the constitution.

On the Contents of the Supreme Court Decision:

What events led to the filing of the case before the Supreme Court?

On April 21, 2007, the DOTC and Zhing Xing Telecommunications Equipment (ZTE), a corporation owned by the People’s Republic of China, executed a “Contract for the Supply of Equipment and Services for the National Broadband Network Project” (NBN-ZTE Contract) worth US$329,481,290.00 (around PhP 16B). The project sought to provide landline, cellular and internet services in government offices nationwide and was to be financed through a loan by China to the Philippines. President Arroyo witnessed the contract signing in China.

After its signing, reports of anomalies concerning the project (e.g., bribery, “overpricing” by US$ 130M, “kickback commissions” involving top government officials, and loss of the contract) prompted the Senate, through the Committees on Accountability of Public Officers and Investigations (Blue Ribbon), Trade and Commerce, and National Defense and Security, to conduct an inquiry in aid of legislation. The inquiry was based on a number of Senate resolutions and in connection with pending bills concerning funding in the procurement of government projects, contracting of loans as development assistance, and Senate concurrence to executive agreements.

In one of the hearings held on Sept. 26, 2007, former NEDA Director General Romulo Neri testified that President Arroyo initially gave instructions for the project to be undertaken on a Build-Operate-Transfer (BOT) arrangement so the government would not spend money for it, but eventually the project was awarded to ZTE with a government-to-government loan from China. He also said that then COMELEC Chairman Benjamin Abalos, the alleged broker in the project, offered him PhP 200M in exchange for NEDA’s approval of the project. Neri testified that when he told President Arroyo of the bribe offer, she told him not to accept it. But Neri refused to answer questions about what he and the President discussed after that, invoking executive privilege since they concerned his conversations with the President. The Senate required him to appear again and testify on November 20, 2007. On November 15, 2007, Executive Secretary Eduardo Ermita wrote the Senate Committees and asked that Neri’s testimony on November 20, 2007 be dispensed with because he was invoking executive privilege “by Order of the President” specifically on the following questions:

a. Whether the President followed up on the NBN project?

b. Were you dictated to prioritize the ZTE?

c. Whether the President said to go ahead and approve the project after being told about the alleged bribe?

When Neri failed to appear on November 20, 2007, the Senate required him to show cause why he should not be cited in contempt. Neri explained that he thought the only remaining questions were those he claimed to be covered by executive privilege and that should there be new matters to be taken up, he asked that he be informed in advance of what else he needs to clarify so he could prepare himself.

On Dec. 7, 2007, Neri questioned the validity of the Senate’s show cause order before the Supreme Court. On January 30, 2008, the Senate cited Neri in contempt and ordered his arrest for his failure to appear in the Senate hearings. On February 1, 2008, Neri asked the Supreme Court to stop the Senate from implementing its contempt order, which the Court granted on Feb. 5, 2008. The Supreme Court also required the parties to observe the status quo prevailing before the issuance of the contempt order.

What reasons were given for the claim of executive privilege?

Executive Secretary Ermita said that “the context in which executive privilege is being invoked is that the information sought to be disclosed might impair our diplomatic as well as economic relations with the People’s Republic of China.” Neri further added that his “conversations with the President dealt with delicate and sensitive national security and diplomatic matters relating to the impact of the bribery scandal involving high government officials and the possible loss of confidence of foreign investors and lenders in the Philippines.”

What issues were considered by the Supreme Court in resolving the case?

The Supreme Court said there were two crucial questions at the core of the controversy:

a. Are the communications sought to be elicited by the three questions covered by executive privilege?

b. Did the Senate Committees commit grave abuse of discretion in citing Neri in contempt and ordering his arrest?

How did the Supreme Court resolve these issues?

The Supreme Court first recognized the power of Congress to conduct inquiries in aid of legislation. The Court said that the power extends even to executive officials and the only way for them to be exempted is through a valid claim of executive privilege.

On the first question, the Supreme Court said that the communications sought to be elicited by the three questions are covered by the presidential communications privilege, which is one type of executive privilege. Hence, the Senate cannot compel Neri to answer the three questions.

On the second question, the Supreme Court said that the Senate Committees committed grave abuse of discretion in citing Neri in contempt. Hence, the Senate order citing Neri in contempt and ordering his arrest was not valid.

What are the types of executive privilege?

a. state secrets (regarding military, diplomatic and other security matters)

b. identity of government informers

c. information related to pending investigations

d. presidential communications

e. deliberative process

In what cases is the claim of executive privilege highly recognized?

The claim of executive privilege is highly recognized in cases where the subject of inquiry relates to a power textually committed by the constitution to the President, such as the commander-in-chief, appointing, pardoning, and diplomatic powers of the President. Information relating to these powers may enjoy greater confidentiality than others.

What specifically are the executive privileges relating to deliberations or communications of the President and other government officials?

These are the presidential communications privilege and the deliberative process privilege.

How are the presidential communications privilege and the deliberative process privilege distinguished?

The presidential communications privilege applies to decision-making of the President. It pertains to “communications, documents or other materials that reflect presidential decision-making and deliberations and that the President believes should remain confidential”.

The deliberative process privilege applies to decision-making of executive officials. It includes “advisory opinions, recommendations and deliberations comprising part of a process by which governmental decisions and policies are formulated.”

Unlike the deliberative process privilege, the presidential communications privilege applies to documents in their entirety, and covers final and post-decisional materials as well as pre-deliberative ones.

Moreover, congressional or judicial negation of the presidential communications privilege is always subject to greater scrutiny than denial of the deliberative process privilege.

What is the type of executive privilege claimed in this case?

The type of executive privilege claimed in this case is the presidential communications privilege.

Is there a presumption in favor of presidential communications?

Yes. Presidential communications are “presumptively privileged”. The presumption is based on the President’s generalized interest in confidentiality. The privilege is necessary to guarantee the candor of presidential advisors and to provide the President and those who assist him with freedom to explore alternatives in the process of shaping policies and making decisions and to do so in a way many would be unwilling to express except privately.

The presumption can be overcome only by mere showing of public need by the branch seeking access to presidential communications.

Who are covered by the presidential communications privilege?

Aside from the President, the presidential communications privilege covers senior presidential advisors or Malacanang staff who have “operational proximity” to direct presidential decision-making.

What are the elements of the presidential communications privilege?

The following are the elements of the presidential communications privilege:

a. The protected communication must relate to a “quintessential and non-delegable presidential power”.

b. The communication must be authored or “solicited and received” by a close advisor of the President or the President himself. The advisor must be in “operational proximity” with the President.

c. The privilege is a qualified privilege that may be overcome by a showing of adequate or compelling need that would justify the limitation of the privilege and that the information sought is unavailable elsewhere by an appropriate investigating agency.

What are examples of “quintessential and non-delegable presidential powers” which are covered by the presidential communications privilege?

The privilege covers only those functions which form the core of presidential authority. These are functions which involve “quintessential and non-delegable presidential powers” such as the powers of the president as commander-in-chief (i.e., to call out the armed forces to suppress violence, to declare martial law, or to suspend the privilege of the writ of habeas corpus), the power to appoint officials and remove them, the power to grant pardons and reprieves, the power to receive ambassadors, and the power to negotiate treaties and to enter into execute agreements.

Are the elements of the presidential communications privilege present in this case?

Yes. The communications elicited by the three questions are covered by the presidential communications privilege because:

a. First, the communications relate to the power of the President to enter into an executive agreement with other countries.

b. Second, the communications are received by Neri, who as a Cabinet member can be considered a close advisor of the President.

c. Third, the Senate Committees have not adequately shown a compelling need for the answers to the three questions in the enactment of a law and of the unavailability of the information elsewhere by an appropriate investigating authority.

Does the grant of the claim of executive privilege violate the right of the people to information on matters of public concern?

No, for the following reasons:

a. Neri appeared before the Senate on Sept. 26, 2007 and was questioned for 11 hours. He also expressed his willingness to answer more questions from the Senators, except the three questions.

b. The right to information is subject to limitation, such as executive privilege.

c. The right of Congress to obtain information in aid of legislation cannot be equated with the people’s right to information. Congress cannot claim that every legislative inquiry is an exercise of the people’s right to information.

Was the claim of executive privilege properly invoked by the President in this case?

Yes. For the claim to be properly invoked, there must be a formal claim by the President stating the “precise and certain reason” for preserving confidentiality. The grounds relied upon by Executive Secretary Ermita are specific enough, since what is required is only that an allegation be made “whether the information demanded involves military or diplomatic secrets, closed-door Cabinet meetings, etc.” The particular ground must only be specified, and the following statement of grounds by Executive Secretary Ermita satisfies the requirement: “The context in which executive privilege is being invoked is that the information sought to be disclosed might impair our diplomatic as well as economic relations with the People’s Republic of China.”

What reasons were given by the Supreme Court in holding that it was wrong for the Senate to cite Neri in contempt and order his arrest?

a. There was a legitimate claim of executive privilege.

b. The Senate’s invitations to Neri did not include the possible needed statute which prompted the inquiry, the subject of inquiry, and the questions to be asked.

c. The contempt order lacked the required number of votes.

d. The Senate’s rules of procedure on inquiries in aid of legislation were not duly published.

e. The contempt order is arbitrary and precipitate because the Senate did not first rule on the claim of executive privilege and instead dismissed Neri’s explanation as unsatisfactory.

Implications of the Supreme Court Decision:

Who has the burden of showing whether or not a claim of executive privilege is valid?

Executive privilege is in derogation of the search for truth. However, the decision recognized Presidential communications as presumptively privileged. Hence, the party seeking disclosure of the information has the burden of overcoming the presumption in favor of the confidentiality of Presidential communications.

This presumption is inconsistent with the Court’s earlier statement in Senate vs. Ermita (April 20, 2006) that “the presumption inclines heavily against executive secrecy and in favor of disclosure”. It is also inconsistent with constitutional provisions on transparency in governance and accountability of public officers, and the right of the people to information on matters of public concern.

Does the decision expand the coverage of executive privilege?

Yes, the decision expands the coverage of executive privilege in at least two ways:

a. The decision explained that the presidential communications privilege covers communications authored or “solicited and received” by a close advisor of the President or the President himself. This means that the privilege applies not only to communications that directly involve the President, but also to communications involving the President’s close advisors, i.e., those in “operational proximity” with the President. There is no definition of “operational proximity”, so it is not clear how far down the chain of command the privilege extends. This expansion of the coverage of the privilege means that information in many areas of the executive branch will become “sequestered” from public view.

b. The decision also stated that the presidential communications privilege applies to documents in their entirety, and covers final and post-decisional materials as well as pre-deliberative ones. This means that the privilege protects not only the deliberative or advice portions of documents, i.e., communications made in the process of arriving at presidential decisions, but also factual material or information concerning decisions already reached by the President.

How will the decision affect other investigations?

The decision makes it easy for the President to invoke executive privilege, since what is required is only that an allegation be made “whether the information demanded involves military or diplomatic secrets, closed-door Cabinet meetings, etc.” This in effect will enable the use of executive privilege to hide misconduct or crime. According to Fr. Bernas, S.J., the implication of the ruling is that once the “presidential communications privilege” is invoked, no evidence is needed to support it even if there are valid reasons for disclosing the information sought. “This would revolutionize the doctrine in a manner that can affect all other investigations. This can, for instance, hamper effective use of the … writ of amparo and writ of habeas data. It can also cripple efforts to battle official corruption ….”

In particular, what is the effect of the decision on the Senate’s power to conduct inquiries in aid of legislation?

The decision severely limits the Senate’s power of legislative inquiry and its ability to investigate government anomalies in aid of legislation. The decision encroaches upon matters internal to the Senate as an institution separate from and co-equal to other branches of government.

The decision, for instance, requires the Senate to give its questions in advance of its hearings. But this is a requirement applicable only to the question hour and not to inquiries in aid of legislation. Moreover, it is impractical, since follow-up questions of Senators will be difficult to anticipate.

The decision also requires the Senate to publish its rules of procedure on legislative inquiries every three years. But the Senate traditionally considered as a continuing body. Senate committees continue to work even during senatorial elections. By tradition and practice, the Senate does not re-publish its rules. To require publication of its rules every three years is unnecessary and inconsistent with its tradition and practice.

Did the Supreme Court ruling establish a doctrine on executive privilege?

No. Although the vote is 9 — 6 in favor of upholding the claim of executive privilege, two of the nine Justices concurred merely in the result, while one Justice argued not on the basis of executive privilege. Hence, only six out of the nine Justices explained their votes in favor of the claim of executive privilege. Six out of a total of 15 Justices do not establish a doctrine.

Can the Senate continue with its investigations despite the Supreme Court ruling?

The decision does not stop the Senate from continuing with its investigations and from undertaking other inquiries, although the government has already declared that officials will not appear unless the Senate rules are first published. Should Neri (and other officials) appear, the Senate can ask him questions other than the three questions. But Neri may again invoke executive privilege on other questions, which could result in another case before the Supreme Court, and the cycle may be repeated again and again. Such a situation, particularly where there appears to be a pattern of concealment in government activities, will ultimately be harmful to public interest.

Prepared by:

Atty. Carlos P. Medina, Jr.

March 30, 2008


Manuel L. Quezon III.

162 thoughts on “Primer on the Neri Case (updated)

  1. madonna, nothing neri can reply, however far step-by-step you’ll get, can be taken to be factual on how the president ‘herself’ weighed options.
    the ‘herself’ emphasizes that neri is not the principal actor, and that his answers will have to come from his impressions, my original contention.

  2. Mindanaoan, we’re not here to try to write a biography for Mrs. Arroyo so an account on how she ‘herself’ weighed the options is not relevant. What we’re trying to determine is what she knew, when she knew it and what she did (or did not) do given that knowledge.

  3. Benigno,

    Maybe that is how they do things in Australia; but back here, forest rangers are employees of the government and are not to be privately paid for doing their job (which I believe includes guiding poor sop city slickers back to civilization whether such sops were lured into the forest or not).

    Back when the proposed revision for the Charter was being discussed; I was able to attend some fora, discussions, etc…

    I read their print and I heard their talk. For a large part it consisted of generalities, principles, motherhood statements, etc…

    But when it finally went down to the details; I realized (and did what I could to disseminate those issues) that not only that those generalities, principles, motherhood statements, etc… were NOT going to be realized; some of the details would actually prevent the realization of those generalities, principles, motherhood statements, etc…


    “In the view of all Australian governments, all aborigines and part-aborigines are expected eventually to attain the same manner of living as other Australians and to live as members of a single Australian community enjoying the same rights and privileges, accepting the same responsibilities, observing the same customs and influenced by the same beliefs, hopes and loyalties as other Australians.”

    That is how Federal and State Ministers responsible for native welfare defined the Australian assimilation policy for the aborigines.

    “… to live as members of a single Australian community enjoying the same rights and priviliges …”- sounds like lofty ideals.

    But the details to attain such a lofty goal included “confinement”, indoctrination, kidnapping, etc…

    Not really that simple, is it?

  4. anthony scalia, i think you’re right. executive privilege is an implied constitutional precept, i.e., penumbra, just as the right to privacy is within the penumbras of the bill of rights.

    djb, any act of congress, including the whistle blower protection law, can be challenged in a proper case, and may be declared void on constitutional ground. if such a law impinges on executive privilege and directly affect a party entitled to it, the s.c. can pass upon its constitutionality.

    btw, congress can REVERSE a court decision through legislation so long as it doesn’t violate the constitution, regardless of whether or not it could change the “simple-minded”.

  5. @cvj and madonna

    are you saying that legislation that will come out of those inquiries will be based, specifically, on the answers given by neri?

    what if he answered ‘no’? does that mean no legislation should be passed? c’mon..

  6. Liam, legislation must be based on context. One of those contexts is whether or not the President is a crook.

  7. cvj, don’t start displaying your ignorance again. don’t be a glutton for embarrassment.

  8. Lets see, we also have good lawyers, I think but the best are at the other side of the fence. So good lawyers must review well again. BTW, Neri happens to be the top man looking after the review centers.

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